0 - FREE INFO COURSES ON HOW TO BUILD A "BEST-IN-CLASS" COMPLIANCE FRAMEWORK

Free intro videos on the 3 key elements of building a Compliance Framework for a  Financial Broker

What you'll get:

• A video on what is contained in a "Best-in-Class" Business Model of a Financial Broker
• A video on the 25+ Regulations in the Regulation Universe of Financial Broker. (e.g. IAF, AML, GDPR, SFDR, MCC, FIT, IDR, etc..*)
• A Video on the 14 Roles of a Compliance department (e.g. what is the Compliance Data the Regulator is expecting you to track as a firm).