This Solution provides a Real-time ZeroCRisk Compliance system for the Firms to Evidence Compliance with 100% of Regulations.

What you'll get:

• A Package of 200+ Evidence Templates and a Folder Package to address all the Core Regs a Financial Broker needs to comply with
• 1 Hour CPD Videos on how to fill out all the Evidence templates to comply with all the Core Regulations of a Financial Broker (IAF, AML, GDPR, SFDR, MCC, FIT, IDR, etc..*)
• A ZeroCRisk Real-time Compliance system for you to upload the document to evidence compliance with every Regulation in Real-time.

[ *This product has 3 Reg Packages for Financial Brokers: 1. Core Regulations (e.g. IAF, AML, GDPR, etc..)  2. Secondary Regs and Guidelines 3. Tax, Accounting, Company and Employment Regulation]