This Solution provides a detailed training on how to comply with the key Regulations and a Folder package with over 100+ Evidence Doc Templates.

What you'll get:

• A Package of 100+ Evidence Templates and a Folder Package to address all the Core Regs a Financial Broker needs to comply with (AFTER YOU BOOK A 30-MIN DEMO)
• A 40m Video course taking you through each of the Evidence documents (Across AML, CPC, SFDR, GDPR, IDR, IAF, MCC & FIT)  
• A Compliance Monitoring Checklist for you to track the completion of the 200+ Documents that a firm needs to comply with all the Core Regs

[ *This product focuses on the core Regs a Financial Broker needs to comply with. For all Reg docs, across the guidelines and Employment law, you will have to choose our Level 3 solution]